0001293396-13-000005.txt : 20130916
0001293396-13-000005.hdr.sgml : 20130916
20130916173927
ACCESSION NUMBER: 0001293396-13-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130912
FILED AS OF DATE: 20130916
DATE AS OF CHANGE: 20130916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EARHART ALAN L
CENTRAL INDEX KEY: 0001246846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 131099634
MAIL ADDRESS:
STREET 1: C/O QUANTUM CORPORATION
STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-12
0
0001002047
NetApp, Inc.
NTAP
0001246846
EARHART ALAN L
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2013-09-12
4
M
0
2833
0
A
8999
D
Non-Qualified Stock Option (right to buy)
43.77
2013-09-13
4
A
0
11416
0
A
2020-09-12
Common Stock
11416
11416
D
Restricted Stock Unit
0
2013-09-12
4
M
0
2833
0
D
Common Stock
2833
0
D
Restricted Stock Unit
0
2013-09-13
4
A
0
2856
0
A
Common Stock
2856
2856
D
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
The shares will vest and be delivered upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Michael Nolan, Attorney-in-Fact For: Alan Earhart
2013-09-16