0001293396-13-000005.txt : 20130916 0001293396-13-000005.hdr.sgml : 20130916 20130916173927 ACCESSION NUMBER: 0001293396-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130912 FILED AS OF DATE: 20130916 DATE AS OF CHANGE: 20130916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EARHART ALAN L CENTRAL INDEX KEY: 0001246846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 131099634 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-09-12 0 0001002047 NetApp, Inc. NTAP 0001246846 EARHART ALAN L 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2013-09-12 4 M 0 2833 0 A 8999 D Non-Qualified Stock Option (right to buy) 43.77 2013-09-13 4 A 0 11416 0 A 2020-09-12 Common Stock 11416 11416 D Restricted Stock Unit 0 2013-09-12 4 M 0 2833 0 D Common Stock 2833 0 D Restricted Stock Unit 0 2013-09-13 4 A 0 2856 0 A Common Stock 2856 2856 D The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. The shares will vest and be delivered upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Michael Nolan, Attorney-in-Fact For: Alan Earhart 2013-09-16