0001261416-12-000002.txt : 20120103 0001261416-12-000002.hdr.sgml : 20120102 20120103125934 ACCESSION NUMBER: 0001261416-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111229 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J CENTRAL INDEX KEY: 0001197637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 12501015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-12-29 0 0001002047 NetApp, Inc. NTAP 0001197637 WARMENHOVEN DANIEL J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2011-12-29 4 M 0 139033 15.32 A 2266514 I by Trust Common Stock 2011-12-29 4 S 0 139033 36.0396 D 2127481 I by Trust Common Stock 51314 D Common Stock 170000 I by Lmtd Ptnrshp2 Common Stock 38032 I by Trust2 Non-Qualified Stock Option (right to buy) 15.32 2011-12-29 4 M 0 139033 0 D 2012-02-06 Common Stock 139033 0 D Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended. The price in Column 4 is a weighted average price. The prices actually received ranged from $36.00 to $36.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power of Attorney For: Daniel J. Warmenhoven 2011-12-30