-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2ZRpLAQD/dmFf+vDmzkvtkoVY/ufcjzJ1VHLEwK8B0bp7rNWtJ7y4k5gHbwbJse +AiC/G6ZNGvk3BXcvnJ0FA== 0001261416-06-000005.txt : 20060821 0001261416-06-000005.hdr.sgml : 20060821 20060821211344 ACCESSION NUMBER: 0001261416-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060821 DATE AS OF CHANGE: 20060821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTINE DONALD T CENTRAL INDEX KEY: 0001198054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 061047560 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD BLDG 4 #180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 3927 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-08-18 0 0001002047 NETWORK APPLIANCE INC NTAP 0001198054 VALENTINE DONALD T SEQUOIA CAPITAL 3000 SAND HILL ROAD MENLO PARK CA 94025 1 0 0 0 Common Stock 2006-08-18 4 M 0 96000 1.969 A 96000 I by Trust1 Common Stock 2006-08-18 4 S 0 96000 33.0856 D 0 I by Trust1 Common Stock 500000 I by Trust Non-Qualified Stock Option (right to buy) 1.969 2006-08-18 4 M 0 96000 0 D 2006-10-22 Common Stock 96000 0 D Shares held in trust by Donald T. Valentine, trustee to the Donald T. Valentine Family Trust DTD 4/29/67 The sale prices for the reported transaction were in a range of $33.00 to $33.20 per share. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Janice Mahoney by Power of Attorney For: Donald T. Valentine 2006-08-18 -----END PRIVACY-ENHANCED MESSAGE-----