0001249323-12-000012.txt : 20120227 0001249323-12-000012.hdr.sgml : 20120227 20120227113318 ACCESSION NUMBER: 0001249323-12-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120224 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 12640667 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-02-24 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Common Stock 2012-02-24 4 M 0 8333 20.69 A 9858 D Common Stock 2012-02-24 4 M 0 5000 15.59 A 14858 D Common Stock 2012-02-24 4 S 0 14858 43.2012 D 0 D Non-Qualified Stock Option (right to buy) 15.59 2012-02-24 4 M 0 5000 0 D 2016-02-16 Common Stock 5000 6875 D Non-Qualified Stock Option (right to buy) 20.69 2012-02-24 4 M 0 8333 0 D 2016-05-31 Common Stock 8333 16667 D The price in Column 4 is a weighted average price. The prices actually received ranged from $43.12 to $43.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Janice Mahoney by Power of Attorney For: Manish Goel 2012-02-27