0001249323-11-000047.txt : 20110621 0001249323-11-000047.hdr.sgml : 20110621 20110621123551 ACCESSION NUMBER: 0001249323-11-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110617 FILED AS OF DATE: 20110621 DATE AS OF CHANGE: 20110621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 11922841 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-17 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 CEO and President Common Stock 2011-06-17 4 M 0 100000 21.4 A 108127 D Common Stock 2011-06-17 4 S 0 100000 49.5683 D 8127 D Non-Qualified Stock Option (right to buy) 21.4 2011-06-17 4 M 0 100000 0 D 2015-02-14 Common Stock 100000 77750 D The price in Column 4 is a weighted average price. The prices actually received ranged from $49.50 to $50.005. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on January 29, 2009 and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power of Attorney For: Thomas Georgens 2011-06-21