0001249323-11-000030.txt : 20110603
0001249323-11-000030.hdr.sgml : 20110603
20110603122506
ACCESSION NUMBER: 0001249323-11-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salmon Robert E
CENTRAL INDEX KEY: 0001346429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 11890894
MAIL ADDRESS:
STREET 1: 495 E. JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
0
0001002047
NetApp, Inc.
NTAP
0001346429
Salmon Robert E
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Executive VP, Field Operations
Common Stock
2011-06-01
4
S
0
15625
53.8085
D
38964
I
by Trust1
Common Stock
2011-06-01
4
M
0
6250
0
A
45214
I
by Trust1
Common Stock
2011-06-01
4
F
0
2917
53.22
D
42297
I
by Trust1
Common Stock
2011-06-01
4
M
0
10417
0
A
52714
I
by Trust1
Common Stock
2011-06-01
4
F
0
4838
53.22
D
47876
I
by Trust1
Common Stock
1026
D
Common Stock
240
I
by Trust2
Common Stock
240
I
by Trust3
Non-Qualified Stock Option (right to buy)
53.22
2011-06-01
4
A
0
64000
0
A
2018-05-31
Common Stock
64000
64000
D
Restricted Stock Unit
0
2011-06-01
4
M
0
6250
0
D
Common Stock
6250
50000
D
Restricted Stock Unit
0
2011-06-01
4
M
0
10417
0
D
Common Stock
10417
39583
D
Restricted Stock Unit
0
2011-06-01
4
A
0
20100
0
A
Common Stock
20100
59683
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $53.70 to $53.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
Non-Derivative Securities Beneficially Owned by Direct Ownership includes 479 shares of Issuer's common stock acquired on May 31, 2011 under the NetApp, Inc. Employee Stock Purchase Plan.
By: Janice Mahoney by Power of Attorney For: Robert E. Salmon
2011-06-03