0001249323-11-000030.txt : 20110603 0001249323-11-000030.hdr.sgml : 20110603 20110603122506 ACCESSION NUMBER: 0001249323-11-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salmon Robert E CENTRAL INDEX KEY: 0001346429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 11890894 MAIL ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-01 0 0001002047 NetApp, Inc. NTAP 0001346429 Salmon Robert E 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Executive VP, Field Operations Common Stock 2011-06-01 4 S 0 15625 53.8085 D 38964 I by Trust1 Common Stock 2011-06-01 4 M 0 6250 0 A 45214 I by Trust1 Common Stock 2011-06-01 4 F 0 2917 53.22 D 42297 I by Trust1 Common Stock 2011-06-01 4 M 0 10417 0 A 52714 I by Trust1 Common Stock 2011-06-01 4 F 0 4838 53.22 D 47876 I by Trust1 Common Stock 1026 D Common Stock 240 I by Trust2 Common Stock 240 I by Trust3 Non-Qualified Stock Option (right to buy) 53.22 2011-06-01 4 A 0 64000 0 A 2018-05-31 Common Stock 64000 64000 D Restricted Stock Unit 0 2011-06-01 4 M 0 6250 0 D Common Stock 6250 50000 D Restricted Stock Unit 0 2011-06-01 4 M 0 10417 0 D Common Stock 10417 39583 D Restricted Stock Unit 0 2011-06-01 4 A 0 20100 0 A Common Stock 20100 59683 D The price in Column 4 is a weighted average price. The prices actually received ranged from $53.70 to $53.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000 Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA. Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. Non-Derivative Securities Beneficially Owned by Direct Ownership includes 479 shares of Issuer's common stock acquired on May 31, 2011 under the NetApp, Inc. Employee Stock Purchase Plan. By: Janice Mahoney by Power of Attorney For: Robert E. Salmon 2011-06-03