0001249323-11-000026.txt : 20110603 0001249323-11-000026.hdr.sgml : 20110603 20110603121546 ACCESSION NUMBER: 0001249323-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 11890852 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-01 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Common Stock 2011-06-01 4 M 0 6250 0 A 13061 D Common Stock 2011-06-01 4 F 0 2917 53.22 D 10144 D Common Stock 2011-06-01 4 M 0 16667 0 A 26811 D Common Stock 2011-06-01 4 F 0 7390 53.22 D 19421 D Non-Qualified Stock Option (right to buy) 53.22 2011-06-01 4 A 0 70000 0 A 2018-05-31 Common Stock 70000 70000 D Restricted Stock Unit 0 2011-06-01 4 M 0 16667 0 D 2013-06-01 Common Stock 16667 33333 D Restricted Stock Unit 0 2011-06-01 4 M 0 6250 0 D Common Stock 6250 18750 D Restricted Stock Unit 0 2011-06-01 4 A 0 21900 0 A Common Stock 21900 40650 D Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. Non-Derivative Securities Beneficially Owned by Direct Ownership includes 479 shares of Issuer's common stock acquired on May 31, 2011 under the NetApp, Inc. Employee Stock Purchase Plan. By: Janice Mahoney by Power of Attorney For: Manish Goel 2011-06-03