0001249323-11-000024.txt : 20110603 0001249323-11-000024.hdr.sgml : 20110603 20110603121225 ACCESSION NUMBER: 0001249323-11-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J CENTRAL INDEX KEY: 0001197637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 11890818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-01 0 0001002047 NetApp, Inc. NTAP 0001197637 WARMENHOVEN DANIEL J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2011-06-01 4 M 0 5000 0 A 2178415 I by Trust Common Stock 2011-06-01 4 F 0 1834 53.22 D 2176581 I by Trust Common Stock 51139 D Common Stock 170000 I by Lmtd Ptnrshp2 Common Stock 78962 I by Trust2 Non-Qualified Stock Option (right to buy) 53.22 2011-06-01 4 A 0 55000 0 A 2018-05-31 Common Stock 55000 55000 D Restricted Stock Unit 0 2011-06-01 4 M 0 5000 0 D Common Stock 5000 15000 D Restricted Stock Unit 0 2011-06-01 4 A 0 17300 0 A Common Stock 17300 32300 D Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. Non-Derivative Securities Beneficially Owned by Direct Ownership includes 304 shares of Issuer's common stock acquired on May 31, 2011 under the NetApp, Inc. Employee Stock Purchase Plan. By: Janice Mahoney by Power of Attorney For: Daniel J. Warmenhoven 2011-06-03