0001249323-11-000024.txt : 20110603
0001249323-11-000024.hdr.sgml : 20110603
20110603121225
ACCESSION NUMBER: 0001249323-11-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J
CENTRAL INDEX KEY: 0001197637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 11890818
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
0
0001002047
NetApp, Inc.
NTAP
0001197637
WARMENHOVEN DANIEL J
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2011-06-01
4
M
0
5000
0
A
2178415
I
by Trust
Common Stock
2011-06-01
4
F
0
1834
53.22
D
2176581
I
by Trust
Common Stock
51139
D
Common Stock
170000
I
by Lmtd Ptnrshp2
Common Stock
78962
I
by Trust2
Non-Qualified Stock Option (right to buy)
53.22
2011-06-01
4
A
0
55000
0
A
2018-05-31
Common Stock
55000
55000
D
Restricted Stock Unit
0
2011-06-01
4
M
0
5000
0
D
Common Stock
5000
15000
D
Restricted Stock Unit
0
2011-06-01
4
A
0
17300
0
A
Common Stock
17300
32300
D
Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
Non-Derivative Securities Beneficially Owned by Direct Ownership includes 304 shares of Issuer's common stock acquired on May 31, 2011 under the NetApp, Inc. Employee Stock Purchase Plan.
By: Janice Mahoney by Power of Attorney For: Daniel J. Warmenhoven
2011-06-03