-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsILyUXp4L9VDDLV73fZM2cFOqGGYl5D5IQJJTjNLNkMn/BWiOpHBD7g38YmXNdV i5idQLnKuppWlvzQkXb+ZA== 0001249323-10-000154.txt : 20100916 0001249323-10-000154.hdr.sgml : 20100916 20100916204854 ACCESSION NUMBER: 0001249323-10-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100915 FILED AS OF DATE: 20100916 DATE AS OF CHANGE: 20100916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAWCETT MATTHEW K CENTRAL INDEX KEY: 0001447874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 101077082 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORPORATION STREET 2: 430 N. MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-09-15 0 0001002047 NetApp, Inc. NTAP 0001447874 FAWCETT MATTHEW K 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Senior VP, General Counsel Non-Qualified Stock Option (right to buy) 49.3 2010-09-15 4 A 0 75000 0 A 2017-09-14 Common Stock 75000 75000 D Restricted Stock Unit 0 2010-09-15 4 A 0 25000 0 A Common Stock 25000 25000 D Option vests with respect to 25% of the option shares on the first anniversary of the Optionee's date of hire and the balance in a series of equal monthly installments over the next 36 months of service thereafter. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. By: Janice Mahoney by Power of Attorney For: Matthew K. Fawcett 2010-09-16 -----END PRIVACY-ENHANCED MESSAGE-----