-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIgm/uOXcacgC+PjqvJzpUnWkFesHCwrVR6nnTU1mCIDZVEfuZ/gQVaqHo6iSOgh NXAUkJS3+AEGMxLXJEZDFg== 0001249323-10-000142.txt : 20100913 0001249323-10-000142.hdr.sgml : 20100913 20100913175703 ACCESSION NUMBER: 0001249323-10-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100910 FILED AS OF DATE: 20100913 DATE AS OF CHANGE: 20100913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 101069951 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-09-10 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 CEO and President Common Stock 2010-09-10 4 M 0 13380 27.81 A 20480 D Common Stock 2010-09-10 4 M 0 186620 27.81 A 207100 D Common Stock 2010-09-10 4 S 0 200000 46.2123 D 7100 D Incentive Stock Option (right to buy) 27.81 2010-09-10 4 M 0 13380 0 D 2015-11-14 Common Stock 13380 0 D Non-Qualified Stock Option (right to buy) 27.81 2010-09-10 4 M 0 186620 0 D 2015-11-14 Common Stock 186620 159000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $46.00 to $46.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on the first anniversary of the Optionee's date of hire and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power of Attorney For: Thomas Georgens 2010-09-13 -----END PRIVACY-ENHANCED MESSAGE-----