-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ6O0lY9BFIVU8HgLgfVzXF1uVrVKCfjIrpuRyFsi5qw68JbD7iYcDyXANFjFGf7 4XgmkJWaVWFZWiBF4Qbueg== 0001249323-10-000107.txt : 20100902 0001249323-10-000107.hdr.sgml : 20100902 20100902114643 ACCESSION NUMBER: 0001249323-10-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100831 FILED AS OF DATE: 20100902 DATE AS OF CHANGE: 20100902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELD GERALD CENTRAL INDEX KEY: 0001212064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 101054068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-08-31 0 0001002047 NetApp, Inc. NTAP 0001212064 HELD GERALD 18700 VISTA DE ALMADEN SAN JOSE CA 95120 1 0 0 0 Non-Qualified Stock Option (right to buy) 40.38 2010-08-31 4 A 0 10000 0 A 2017-08-30 Common Stock 10000 10000 D Restricted Stock Unit 0 2010-08-31 4 A 0 3333 0 A Common Stock 3333 12499 D The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs. By: Janice Mahoney by Power of Attorney For: Gerald Held 2010-09-02 -----END PRIVACY-ENHANCED MESSAGE-----