-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lee8wo3N/bxauOexEbQpx6j+c/otclC/iGD6jfkUCA7bKTMWXZlVpW1fe0a6V8by b1cVB4QfLkCu31qJKNSUCQ== 0001249323-10-000070.txt : 20100618 0001249323-10-000070.hdr.sgml : 20100618 20100618145917 ACCESSION NUMBER: 0001249323-10-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100616 FILED AS OF DATE: 20100618 DATE AS OF CHANGE: 20100618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EARHART ALAN L CENTRAL INDEX KEY: 0001246846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 10905664 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-06-16 0 0001002047 NetApp, Inc. NTAP 0001246846 EARHART ALAN L 1370 PRITCHETT COURT LOS ALTOS CA 94024 1 0 0 0 Common Stock 2010-06-16 4 M 0 50000 32.86 A 50000 D Common Stock 2010-06-16 4 S 0 50000 41.0079 D 0 D Non-Qualified Stock Option (right to buy) 32.86 2010-06-16 4 M 0 50000 0 D 2014-12-06 Common Stock 50000 0 D The price in Column 4 is a weighted average price. The prices actually received for sales reported in this Form 4 ranged from $41.00 to 41.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. Optionee shall acquire a vested interest in 25,000 shares upon the completion of one year of Board service measured from the grant date; and the balance of the shares in a series of three equal annual installments of 10,000 shares upon the completion of each year of Board service over the three-year period measured from the first anniversary of the grant date. By: Janice Mahoney by Power of Attorney For: Alan L. Earhart 2010-06-18 -----END PRIVACY-ENHANCED MESSAGE-----