-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HW+kEsKjFe05JfL66ru8+VBg6IQJxZGwWG0tU0OvL7DTN2/eUZWjt1IainbJy/vf sGeceTTuySBhTD7N/yN1sg== 0001249323-09-000116.txt : 20091231 0001249323-09-000116.hdr.sgml : 20091231 20091231125920 ACCESSION NUMBER: 0001249323-09-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091229 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE NICHOLAS G CENTRAL INDEX KEY: 0001216923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 091268070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-12-29 0 0001002047 NetApp, Inc. NTAP 0001216923 MOORE NICHOLAS G 24520 BELLA LADERA LOS ALTOS HILLS CA 94024 1 0 0 0 Common Stock 2009-12-29 4 M 0 15000 22.62 A 15000 I by Lmtd Ptnrshp Common Stock 2009-12-29 4 M 0 5000 22.62 A 20000 I by Lmtd Ptnrshp Common Stock 2009-12-29 4 S 0 20000 33.6809 D 0 I by Lmtd Ptnrshp Non-Qualified Stock Option (right to buy) 22.62 2009-12-29 4 M 0 15000 0 D 2013-09-01 Common Stock 15000 5000 I by Lmtd Ptnrshp Non-Qualified Stock Option (right to buy) 22.62 2009-12-29 4 M 0 5000 0 D 2013-09-01 Common Stock 5000 0 I by Lmtd Ptnrshp Shares held by The Moore Family Ventures,, LP, a limited partnership of which the reporting person is General Partner. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.68 to $33.69. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Option held by The Moore Family Ventures, LP, a limited partnership of which the reporting person is General Partner. By: Janice Mahoney by Power of Attorney For: Nicholas G. Moore 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----