-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mv7nLV2tf1OHwmcV2NOGz2ES5/wKpnQD9nRoRvrdsw35QR/uGuRQyiZpQFgoQh6b 5YKtetcutaFiwhFIlrrHlg== 0001249323-09-000088.txt : 20091202 0001249323-09-000088.hdr.sgml : 20091202 20091202203939 ACCESSION NUMBER: 0001249323-09-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091201 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EARHART ALAN L CENTRAL INDEX KEY: 0001246846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 091218798 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-12-01 0 0001002047 NetApp, Inc. NTAP 0001246846 EARHART ALAN L 1370 PRITCHETT COURT LOS ALTOS CA 94024 1 0 0 0 Common Stock 2009-12-01 4 M 0 20000 27.02 A 20000 D Common Stock 2009-12-01 4 M 0 20000 25.08 A 40000 D Common Stock 2009-12-01 4 S 0 40000 31.7 D 0 D Non-Qualified Stock Option (right to buy) 25.08 2009-12-01 4 M 0 20000 0 D 2015-09-01 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 27.02 2009-12-01 4 M 0 20000 0 D 2014-09-18 Common Stock 20000 0 D Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Janice Mahoney by Power of Attorney For: Alan L. Earhart 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----