-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhD1JtN3hWCbpYbHMkcD9j7YzrwFUrbolL5fEBMgaUJW5oCRBZoGdX0SXSucssZ8 YuxIpdGKuUALsGIhYqJ36w== 0001249323-09-000076.txt : 20091020 0001249323-09-000076.hdr.sgml : 20091020 20091020120233 ACCESSION NUMBER: 0001249323-09-000076 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091014 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 091127432 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-10-14 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Incentive Stock Option (right to buy) 19.17 2014-05-02 Common Stock 3198 D Non-Qualified Stock Option (right to buy) 15.59 2016-02-16 Common Stock 30000 D Non-Qualified Stock Option (right to buy) 19.17 2014-05-02 Common Stock 2772 D Non-Qualified Stock Option (right to buy) 20.69 2016-05-31 Common Stock 50000 D Restricted Stock Unit 0 2010-04-28 Common Stock 2500 D Restricted Stock Unit 0 2011-06-19 Common Stock 3333 D Restricted Stock Unit 0 2012-04-25 Common Stock 30000 D Restricted Stock Unit 0 2012-06-02 Common Stock 5000 D Restricted Stock Unit 0 2013-02-17 Common Stock 10000 D Restricted Stock Unit 0 2013-06-01 Common Stock 66667 D Restricted Stock Unit 0 2013-06-19 Common Stock 16094 D Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. The restricted stock unit shares vest as to 50% of the shares on the one-year anniversary of the grant date, and 50% of the shares on second annual anniversary of the grant date. By: Janice Mahoney by Power of Attorney For: Manish Goel 2009-10-20 EX-24 2 goel_poa.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Andy Kryder and Janice Mahoney, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the Securities and Exchange Commission ("SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or 10% stockholder of NetApp, Inc. (the "Company"), any and all Form 3, 4 and 5 reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 report, complete and execute any amendment or amendments thereto and timely file such report with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company herebyassuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 and 5 reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of October, 2009. By: s/ Manish Goel Title: Executive Vice President, Product Operations Print Name: Manish Goel -----END PRIVACY-ENHANCED MESSAGE-----