-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtPHKYPZljqzAfV8Txbbd754IqkL/tEHw8eigUcLFEV+nLXUM3DYYLmDljAKUPSx pZKFR/9Srq3qfOy1aWgxVA== 0001249323-06-000195.txt : 20061120 0001249323-06-000195.hdr.sgml : 20061120 20061120183807 ACCESSION NUMBER: 0001249323-06-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061117 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE NICHOLAS G CENTRAL INDEX KEY: 0001216923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 061231171 BUSINESS ADDRESS: STREET 1: 245 BELLA LADERA CITY: LOS ALTOS STATE: CA ZIP: 94024 BUSINESS PHONE: 4088177888 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-11-17 0 0001002047 NETWORK APPLIANCE INC NTAP 0001216923 MOORE NICHOLAS G 24520 BELLA LADERA LOS ALTOS HILLS CA 94024 1 0 0 0 Common Stock 2006-11-17 4 M 0 10000 16.78 A 10000 D Common Stock 2006-11-17 4 S 0 10000 39.75 D 0 D Common Stock 2006-11-17 4 M 0 5000 20.61 A 5000 I by Lmtd Ptnrshp Common Stock 2006-11-17 4 M 0 5000 20.61 A 10000 I by Lmtd Ptnrshp Common Stock 2006-11-17 4 S 0 10000 39.75 D 0 I by Lmtd Ptnrshp Non-Qualified Stock Option (right to buy) 16.78 2006-11-17 4 M 0 10000 0 D 2012-04-08 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 20.61 2006-11-17 4 M 0 5000 0 D 2014-09-01 Common Stock 5000 5000 I by Lmtd Ptnrshp Non-Qualified Stock Option (right to buy) 20.61 2006-11-17 4 M 0 5000 0 D 2014-09-01 Common Stock 5000 0 I by Lmtd Ptnrshp Shares held by The Moore Family Ventures,, LP, a limited partnership of which the reporting person is General Partner. The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. Optionee shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 25,000 shares upon the optionee's completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon optionee's completion of each year of Board service over the three-year period measure from the first anniversay of the grant date. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Option held by The Moore Family Ventures, LP, a limited partnership of which the reporting person is General Partner. By: Janice Mahoney by Power of Attorney For: Nicholas G. Moore 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----