-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QV1ddLex/+BSq80GL6+djJ9/NJuBNXh9/ijLk3YA1fruoEzuVPxRRGp0X82rZQgL CSa0KGjFv3xtULdDOATJ1w== 0001249323-06-000193.txt : 20061117 0001249323-06-000193.hdr.sgml : 20061117 20061117205605 ACCESSION NUMBER: 0001249323-06-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 061228226 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-11-16 0 0001002047 NETWORK APPLIANCE INC NTAP 0001197639 ALLEN JEFFRY R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2006-11-16 4 M 0 85000 15.32 A 157166 D Common Stock 2006-11-16 4 M 0 12500 9.99 A 169666 D Common Stock 2006-11-16 4 M 0 100624 15.711 A 270290 D Common Stock 2006-11-17 4 S 0 198124 39.8149 D 72166 D Non-Qualified Stock Option (right to buy) 9.99 2006-11-16 4 M 0 12500 0 D 2012-10-31 Common Stock 12500 0 D Non-Qualified Stock Option (right to buy) 15.32 2006-11-16 4 M 0 85000 0 D 2012-02-06 Common Stock 85000 0 D Non-Qualified Stock Option (right to buy) 15.711 2006-11-16 4 M 0 100624 0 D 2003-06-09 2013-05-08 Common Stock 100624 8012 D The sale prices for the reported transaction were in a range of $39.44 to $40.01 per share. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Option vests with respect to 20% of the shares in equal monthly installments over the 12 months of service measured from the first anniversary of the option date; 30% of the shares in equal monthly installments over the following 12 months of service; and 50% of the shares in equal monthly installments over the final 12 months of service. By: Janice Mahoney by Power of Attorney For: Jeffry R. Allen 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----