-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MtW/gfh0ocFK0xtsV/MIyeELCxjkN2b/i49/sU/IiSUAdgSzNGi8zgk4h24LaKKK mOqOmlExjsn+T5b7sx2ueg== 0001249323-06-000143.txt : 20060906 0001249323-06-000143.hdr.sgml : 20060906 20060906160054 ACCESSION NUMBER: 0001249323-06-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060905 FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOMO STEVEN J CENTRAL INDEX KEY: 0001224095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 061076759 MAIL ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-09-05 0 0001002047 NETWORK APPLIANCE INC NTAP 0001224095 GOMO STEVEN J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Executive VP, CFO Common Stock 2006-09-05 4 M 0 100000 7.449 A 108589 D Common Stock 2006-09-05 4 S 0 2000 34.275 D 106589 D Common Stock 2006-09-05 4 S 0 100000 34.3425 D 6589 D Non-Qualified Stock Option (right to buy) 7.449 2006-09-05 4 M 0 100000 0 D 2012-08-11 Common Stock 100000 46304 D The sale prices for the reported transaction were in a range of $34.33 to $34.35 per share. The sale prices for the reported transaction were in a range of $34.30 to $34.43 per share. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Amount of Non-Derivative Securities Beneficially Owned by Direct Ownership includes the following shares acquired under Network Appliance, Inc. Employee Stock Purchase Plan: 644 shares on May 31, 2005; 311 shares on November 30, 2005; and 694 shares on May 31, 2006. By: Janice Mahoney by Power of Attorney For: Steven John Gomo 2006-09-06 -----END PRIVACY-ENHANCED MESSAGE-----