-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GmmGBNp6wItqUxh0hE9q2v3NTu23bw/N0AsTA/57o8B+UC35BnnscCawHdkZczb7 csVAopMNvRyOegC/VnAMRQ== 0001249323-06-000081.txt : 20060512 0001249323-06-000081.hdr.sgml : 20060512 20060512145952 ACCESSION NUMBER: 0001249323-06-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060510 FILED AS OF DATE: 20060512 DATE AS OF CHANGE: 20060512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HITZ DAVID CENTRAL INDEX KEY: 0001007719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 06834267 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-05-10 0 0001002047 NETWORK APPLIANCE INC NTAP 0001007719 HITZ DAVID 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Executive Vice President Common Stock 2006-05-10 4 M 0 9000 4.508 A 4327064 I by Trust2 Common Stock 2006-05-10 4 M 0 5000 11.25 A 4332064 I by Trust2 Common Stock 2006-05-10 4 S 0 25000 36.1813 D 4307064 I by Trust2 Common Stock 22855 D Common Stock 200 I by Trust Non-Qualified Stock Option (right to buy) 4.508 2006-05-10 4 M 0 9000 0 D 2008-04-30 Common Stock 9000 462000 D Non-Qualified Stock Option (right to buy) 11.25 2006-05-10 4 M 0 5000 0 D 2009-05-24 Common Stock 5000 349448 D The option exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2006 Shares held in trust by David Hitz, Trustee to the Sundance Trust UTA 1/17/02. The reporting person continues to report beneficial ownership of all the issuers common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The sale prices for the reported transaction were in a range of $35.83 to $37.05 per share. Shares held in trust by The XYZZY 2000 Charitable Remainder Trust, David Hitz, Trustee. The reporting person continues to report beneficial ownership of all the issuers common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power of Attorney For: David Hitz 2006-05-12 -----END PRIVACY-ENHANCED MESSAGE-----