-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FLbrVAQeN1nJlYv3NmI6Brsab+72ZFP0hbydZPrphPASfk+343SliiV+j30d7o9c ED959gC7Xtz2GAwLcQCbYQ== 0001249323-05-000063.txt : 20050623 0001249323-05-000063.hdr.sgml : 20050623 20050623192839 ACCESSION NUMBER: 0001249323-05-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050621 FILED AS OF DATE: 20050623 DATE AS OF CHANGE: 20050623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J CENTRAL INDEX KEY: 0001197637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 05913512 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-06-21 0 0001002047 NETWORK APPLIANCE INC NTAP 0001197637 WARMENHOVEN DANIEL J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Chief Executive Officer Common Stock 2005-06-21 5 G 0 12900 0 D 3807360 I by Trust Common Stock 2005-06-21 4 M 0 100000 4.508 A 3907360 I by Trust Common Stock 2005-06-22 4 S 0 50000 29.6531 D 3857360 I by Trust Common Stock 2005-06-23 4 S 0 50000 30 D 3807360 I by Trust Common Stock 43374 D Common Stock 970000 I by Lmtd Ptnrshp2 Common Stock 170 I by Spouse Common Stock 85800 I by Trust2 Common Stock 903250 I by Trust4 Non-Qualified Stock Option (right to buy) 4.508 2005-06-21 4 M 0 100000 0 D 2008-04-30 Common Stock 100000 1455648 D Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended. Sale prices for the reported transaction were in a range of $29.60 to $29.70 per share. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held by Charmaine A. Warmenhoven, Mr. Warmenhoven's spouse, as separate property. Reporting person disclaims beneficial ownership of such shares. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares. Shares held in trust by Richard A. Andre, trustee to The Laura Warmenhoven Trust, under trust agreement dated June 13, 2005. Reporting person disclaims beneficial ownership of such shares. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. - The reporting person no longer has a reportable beneficial interest in 903,250 shares of common stock held in trust for his son and included in the reporting person's prior ownership reports. - - Amount of Non Derivative Securities Beneficially Owned by Direct Ownership includes 884 shares acquired under Network Appliance, Inc. Employee Stock Purchase Plan on May 31, 2005. By: Janice Mahoney by Power of Attorney For: Daniel J. Warmenhoven 2005-06-23 -----END PRIVACY-ENHANCED MESSAGE-----