-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtkU7CUo/VS1Mt0iOXRHuUxeu5ylSQg/LaG/FUKoHha4GXOVGdiSYm15mhjHs/Ro 6C7JTILq33/fmAFppwmk1Q== 0001249323-05-000055.txt : 20050620 0001249323-05-000055.hdr.sgml : 20050617 20050620141102 ACCESSION NUMBER: 0001249323-05-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050616 FILED AS OF DATE: 20050620 DATE AS OF CHANGE: 20050620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 05905446 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-06-16 0 0001002047 NETWORK APPLIANCE INC NTAP 0001197639 ALLEN JEFFRY R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Member, Board of Directors Common Stock 2005-06-16 4 M 0 60848 4.508 A 130368 D Common Stock 2005-06-16 4 M 0 139152 11.25 A 269520 D Common Stock 2005-06-17 4 S 0 200000 30.1043 D 69520 D Non-Qualified Stock Option (right to buy) 4.509 2005-06-16 4 M 0 60848 0 D 2002-04-30 Common Stock 60848 0 D Non-Qualified Stock Option (right to buy) 11.25 2005-06-16 4 M 0 139152 0 D 2009-05-24 Common Stock 139152 434184 D Sale prices for the reported transaction were in a range of $30.00 to $30.22 per share. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Option vests with respect to 10% of the option shares on the first anniversary of the grant date; 20% of the shares in equal monthly installments over the next 12 months of service; 30% of the shares in equal monthly installments over the following 12 months of service; and 40% of the shares in equal monthly installments over the final 12 months of service. Amount of Non-Derivative Securities Beneficially Owned by Direct Ownership includes 987 shares acquired under Network Appliance, Inc. Employee Stock Purchase Plan on May 31, 2005. By: Janice Mahoney by Power of Attorney For: Jeffry R. Allen 2005-06-20 -----END PRIVACY-ENHANCED MESSAGE-----