-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VWD2JeFX6e6tgTYHro4Y8TSgaUp/hTcZk4/xty08DhYnwjl86rqX49RPI6HM1LeI /O/rysFhNZpXAnNdnfCOfQ== 0001249323-04-000213.txt : 20041216 0001249323-04-000213.hdr.sgml : 20041216 20041216154307 ACCESSION NUMBER: 0001249323-04-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041215 FILED AS OF DATE: 20041216 DATE AS OF CHANGE: 20041216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDOZA THOMAS F CENTRAL INDEX KEY: 0001227747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 041208165 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-822-6000 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-12-15 0 0001002047 NETWORK APPLIANCE INC NTAP 0001227747 MENDOZA THOMAS F 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 President Common Stock 2004-12-15 4 M 0 262498 20.16 A 2014223 D Common Stock 2004-12-15 4 M 0 53125 15.711 A 2067348 D Common Stock 2004-12-15 4 S 0 315623 34.56 D 1751725 D Common Stock 192377 I by Spouse Non-Qualified Stock Option (right to buy) 15.711 2004-12-15 4 M 0 53125 0 D 2013-05-08 Common Stock 53125 90511 D Non-Qualified Stock Option (right to buy) 20.16 2004-12-15 4 M 0 262498 0 D 2011-04-25 Common Stock 262498 70040 D Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Janice Mahoney by Power of Attorney For: Thomas F. Mendoza 2004-12-16 -----END PRIVACY-ENHANCED MESSAGE-----