-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAoshn4vnmJpmZc/arLmdDBwYU55tDEyFF2xaiIk9P6aRDKgsLLO2g9iLIQ3pP6J d8hmJ61zSk4ZjhEIakS+Pg== 0001249323-04-000172.txt : 20041206 0001249323-04-000172.hdr.sgml : 20041206 20041206145150 ACCESSION NUMBER: 0001249323-04-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041202 FILED AS OF DATE: 20041206 DATE AS OF CHANGE: 20041206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HITZ DAVID CENTRAL INDEX KEY: 0001007719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 041186092 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-12-02 0 0001002047 NETWORK APPLIANCE INC NTAP 0001007719 HITZ DAVID 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Executive VP, Engineering Common Stock 2004-12-02 4 S 0 30000 33.61 D 5460250 I by Trust2 Common Stock 27832 D Common Stock 200 I by Trust The sale(s) reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2004. Shares held in trust by David Hitz, Trustee to the Sundance Trust UTA 1/17/02. The reporting person continues to report beneficial ownership of all the issuers common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Shares held in trust by The XYZZY 2000 Charitable Remainder Trust, David Hitz, Trustee. The reporting person continues to report beneficial ownership of all the issuers common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Amount of Non-Derivative Securities Beneficially Owned by Direct Ownership includes 1,296 shares acquired under Network Appliance, Inc. Employee Stock Purchase Plan on November 30, 2004. By: Janice Mahoney by Power of Attorney For: David Hitz 2004-12-06 -----END PRIVACY-ENHANCED MESSAGE-----