-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUkuYeS7jvEqus3mgYIqunEU/ejwCWKyi/WRemxIeLmzl1ugQM6PkjnBuEXTJzOf /f0WbrlnASvbYqDQwKh15w== 0001249323-04-000104.txt : 20040820 0001249323-04-000104.hdr.sgml : 20040820 20040820155949 ACCESSION NUMBER: 0001249323-04-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040818 FILED AS OF DATE: 20040820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 04989108 BUSINESS ADDRESS: STREET 1: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK APPLIANCE INC CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-18 0001002047 NETWORK APPLIANCE INC NTAP 0001197639 ALLEN JEFFRY R 22472 AINSWORTH DRIVE LOS ALTOS CA 94024 0 1 0 0 Exec V P Business Operations Common Stock 2004-08-18 4 M 0 200000 2.32 A 259679 D Common Stock 2004-08-20 4 S 0 200000 19.797 D 59679 D Non-Qualified Stock Option (right to buy) 2.32 2004-08-18 4 M 0 200000 0 D 2006-12-02 Common Stock 200000 127648 D Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Amount of Securities Beneficially Owned includes 1,500 shares acquired under Network Appliance, Inc. Employee Stock Purchase Plan on May 28, 2004. Janice Mahoney by Power of Attorney for Jeffry R. Allen 2004-08-20 -----END PRIVACY-ENHANCED MESSAGE-----