0001222271-14-000007.txt : 20140820 0001222271-14-000007.hdr.sgml : 20140820 20140820182925 ACCESSION NUMBER: 0001222271-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 141055891 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-08-18 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 Chairman of the Board and CEO Common Stock 2014-08-18 4 M 0 78191.0 24.72 A 88520 D Common Stock 2014-08-18 4 S 0 78191.0 41.1064 D 10329 D Common Stock 2014-08-19 4 M 0 71809.0 24.72 A 82138 D Common Stock 2014-08-19 4 S 0 71809.0 41.0282 D 10329 D Common Stock 532 I by Spouse Non-Qualified Stock Option (right to buy) 24.72 2014-08-18 4 M 0 78191.0 0.0 D 2016-09-14 Common Stock 78191 167643 D Non-Qualified Stock Option (right to buy) 24.72 2014-08-19 4 M 0 71809.0 0.0 D 2016-09-14 Common Stock 71809 95834 D The price in Column 4 is a weighted average price. The prices actually received ranged from $41.10 to $41.175. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.125. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Mr. Georgens disclaims beneficial ownership of these shares. Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Roberta S Cohen Attorney-in-Fact For: Thomas Georgens 2014-08-20