0001222271-14-000001.txt : 20140623 0001222271-14-000001.hdr.sgml : 20140623 20140603160011 ACCESSION NUMBER: 0001222271-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140601 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 14887451 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-06-01 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 CEO & President Common Stock 2014-06-01 4 M 0 8333.0 0.0 A 18662 D Common Stock 2014-06-01 4 M 0 6250.0 0.0 A 24912 D Common Stock 2014-06-01 4 M 0 8750.0 0.0 A 33662 D Common Stock 2014-06-01 4 F 0 3131.0 37.01 D 30531 D Common Stock 2014-06-01 4 F 0 2348.0 37.01 D 28183 D Common Stock 2014-06-01 4 F 0 3288.0 37.01 D 24895 D Restricted Stock Unit 0.0 2014-06-01 4 M 0 8333.0 0.0 D Common Stock 8333 107250 D Restricted Stock Unit 0.0 2014-06-01 4 M 0 6250.0 0.0 D Common Stock 6250 101000 D Restricted Stock Unit 0.0 2014-06-01 4 M 0 8750.0 0.0 D Common Stock 8750 92250 D Includes 676 shares acquired under NetApp's 1999 Employee Stock Purchase Plan on May 30, 2014. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. By: Michael Nolan, Attorney-in-Fact For: Thomas Georgens 2014-06-03