0001222271-13-000007.txt : 20130823 0001222271-13-000007.hdr.sgml : 20130823 20130823160310 ACCESSION NUMBER: 0001222271-13-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130821 FILED AS OF DATE: 20130823 DATE AS OF CHANGE: 20130823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 131057866 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-08-21 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 CEO and President Common Stock 2013-08-21 4 M 0 125000 24.72 A 134653 D Common Stock 2013-08-21 4 S 0 125000 41.4248 D 9653 D Non-Qualified Stock Option (right to buy) 24.72 2013-08-21 4 M 0 125000 0 D 2016-09-14 Common Stock 125000 370834 D Sale prices for the reported transaction were in a range of $41.40 to $41.52 per share. Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Haleh Carrillo, Attorney-in-Fact For: Thomas Georgens 2013-08-23