0001222271-12-000004.txt : 20121221 0001222271-12-000004.hdr.sgml : 20121221 20121221165407 ACCESSION NUMBER: 0001222271-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121219 FILED AS OF DATE: 20121221 DATE AS OF CHANGE: 20121221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 121282514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-12-19 0 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 CEO and President Common Stock 2012-12-19 4 M 0 100000 23.79 A 108804 D Common Stock 2012-12-19 4 S 0 100000 34.3575 D 8804 D Common Stock 2012-12-19 4 M 0 15625 20.69 A 24429 D Common Stock 2012-12-19 4 S 0 15625 34.3575 D 8804 D Non-Qualified Stock Option (right to buy) 20.69 2012-12-19 4 M 0 15625 0 D 2016-05-31 Common Stock 15625 31250 D Non-Qualified Stock Option (right to buy) 23.79 2012-12-19 4 M 0 100000 0 D 2015-06-01 Common Stock 100000 34000 D The price in Column 4 is a weighted average price. The sale prices ranged from $34.27 to $34.52 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Haleh Carrillo, Attorney-In-Fact For: Thomas Georgens 2012-12-21