0001209191-23-055692.txt : 20231117 0001209191-23-055692.hdr.sgml : 20231117 20231117160027 ACCESSION NUMBER: 0001209191-23-055692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 231418464 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-15 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 3060 OLSEN DRIVE SAN JOSE CA 95128 1 1 0 0 Chief Executive Officer 0 Common shares 2023-11-15 4 M 0 5132 0.00 A 268943 D Common Shares 2023-11-15 4 F 0 2545 78.92 D 266398 D Restricted Stock Unit 2023-11-15 4 M 0 2256 0.00 D Common Stock 2256 13538 D Restricted Stock Unit 2023-11-15 4 M 0 2876 0.00 D Common Stock 2876 28757 D Restricted Stock Units convert into common stock on a one-for-one basis. On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. By:Roberta S Cohen, Attorney-in-Fact for George Kurian 2023-11-17