0001197637-14-000014.txt : 20140623
0001197637-14-000014.hdr.sgml : 20140623
20140603160113
ACCESSION NUMBER: 0001197637-14-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140601
FILED AS OF DATE: 20140603
DATE AS OF CHANGE: 20140603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J
CENTRAL INDEX KEY: 0001197637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 14887474
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-06-01
0
0001002047
NetApp, Inc.
NTAP
0001197637
WARMENHOVEN DANIEL J
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Executive Chairman
Common Stock
2014-06-01
4
M
0
5000.0
0.0
A
70415
D
Common Stock
2014-06-01
4
M
0
4325.0
0.0
A
74740
D
Common Stock
2014-06-01
4
M
0
4175.0
0.0
A
78915
D
Common Stock
2014-06-01
4
F
0
2609.0
37.01
D
76306
D
Common Stock
2014-06-01
4
F
0
2256.0
37.01
D
74050
D
Common Stock
2014-06-01
4
F
0
2178.0
37.01
D
71872
D
Common Stock
2014-06-02
4
M
0
18423.0
19.22
A
90295
D
Common Stock
2014-06-02
4
S
0
18423.0
36.26
D
71872
D
Common Stock
2061031
I
by Trust
Common Stock
38032
I
by Trust2
Non-Qualified Stock Option (right to buy)
19.22
2014-06-02
4
M
0
18423.0
0.0
D
2014-06-16
Common Stock
18423
0
D
Restricted Stock Unit
0.0
2014-06-01
4
M
0
5000.0
0.0
D
Common Stock
5000
41175
D
Restricted Stock Unit
0.0
2014-06-01
4
M
0
4325.0
0.0
D
Common Stock
4325
36850
D
Restricted Stock Unit
0.0
2014-06-01
4
M
0
4175.0
0.0
D
Common Stock
4175
32675
D
Includes 356 shares purchased pursuant to NetApp's 1999 Employee Stock Purchase Plan.
The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
By: Michael Nolan, Attorney-in-Fact For: Daniel J. Warmenhoven
2014-06-03