0001197637-13-000037.txt : 20131204
0001197637-13-000037.hdr.sgml : 20131204
20131204161359
ACCESSION NUMBER: 0001197637-13-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J
CENTRAL INDEX KEY: 0001197637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 131257468
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-02
0
0001002047
NetApp, Inc.
NTAP
0001197637
WARMENHOVEN DANIEL J
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Executive Chairman
Common Stock
2013-12-02
4
M
0
10000.0
23.79
A
75059
D
Common Stock
2013-12-02
4
S
0
10000.0
41.0912
D
65059
D
Common Stock
2013-12-02
4
M
0
23333.0
30.74
A
88392
D
Common Stock
2013-12-02
4
S
0
23333.0
40.697
D
65059
D
Common Stock
2013-12-02
4
M
0
18425.0
19.22
A
83484
D
Common Stock
2013-12-02
4
S
0
18425.0
40.6894
D
65059
D
Common Stock
2118031
I
by Trust
Common Stock
38032
I
by Trust2
Non-Qualified Stock Option (right to buy)
19.22
2013-12-02
4
M
0
18425.0
0.0
D
2014-06-16
Common Stock
18425
110548
D
Non-Qualified Stock Option (right to buy)
23.79
2013-12-02
4
M
0
10000.0
0.0
D
2015-06-01
Common Stock
10000
290000
D
Non-Qualified Stock Option (right to buy)
30.74
2013-12-02
4
M
0
23333.0
0.0
D
2014-05-31
Common Stock
23333
116670
D
The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
By: Michael Nolan, Attorney-in-Fact For: Daniel J. Warmenhoven
2013-12-04