0001197637-13-000014.txt : 20130715 0001197637-13-000014.hdr.sgml : 20130715 20130715163631 ACCESSION NUMBER: 0001197637-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130711 FILED AS OF DATE: 20130715 DATE AS OF CHANGE: 20130715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J CENTRAL INDEX KEY: 0001197637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 13968566 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-11 0 0001002047 NetApp, Inc. NTAP 0001197637 WARMENHOVEN DANIEL J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 Executive Chairman Common Stock 2013-07-11 4 M 0 93250 30.74 A 157998 D Common Stock 2013-07-11 4 S 0 93250 39.2505 D 64748 D Common Stock 170000 I by Lmtd Ptnrshp2 Common Stock 1956231 I by Trust Common Stock 38032 I by Trust2 Non-Qualified Stock Option (right to buy) 30.74 2013-07-11 4 M 0 93250 0 D 2014-05-31 Common Stock 93250 233335 D The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Haleh Carrillo, Attorney-in-Fact For: Daniel J. Warmenhoven 2013-07-15