0001197637-13-000012.txt : 20130709
0001197637-13-000012.hdr.sgml : 20130709
20130709175349
ACCESSION NUMBER: 0001197637-13-000012
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130701
FILED AS OF DATE: 20130709
DATE AS OF CHANGE: 20130709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J
CENTRAL INDEX KEY: 0001197637
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 13960393
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2013-07-01
2013-07-03
0
0001002047
NetApp, Inc.
NTAP
0001197637
WARMENHOVEN DANIEL J
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Executive Chairman
Common Stock
2013-07-01
4
M
0
18425
19.22
A
83173
D
Common Stock
2013-07-01
4
S
0
18425
37.74
D
64748
D
Common Stock
170000
I
by Lmtd Ptnrshp2
Common Stock
1956231
I
by Trust
Common Stock
38032
I
by Trust2
Non-Qualified Stock Option (right to buy)
19.22
2013-07-01
4
M
0
18425
0
D
2014-06-16
Common Stock
18425
202673
D
On July 3, 2013, three Form 4 submissions were filed on behalf of Mr. Warmenhoven that were identical to each other. This amended Form 4 is to instruct users of this information and that the duplicate filings on July 3, 2013 with accession numbers 0001197637-13-000009 and 0001197637-13-000011 should be disregarded.
The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
Haleh Carrillo, Attorney-in-Fact For: Daniel J. Warmenhoven
2013-07-09