-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vo3SEKEfG4N+sRvtoZgD6B+gHglwznQfFD6QCh39jj91yzvGdw6JVfNbjmZ0LhX7 zh2jBfK8l6vPpYoYrhUs9g== 0000950123-10-036276.txt : 20100420 0000950123-10-036276.hdr.sgml : 20100420 20100420163910 ACCESSION NUMBER: 0000950123-10-036276 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100414 ITEM INFORMATION: Termination of a Material Definitive Agreement FILED AS OF DATE: 20100420 DATE AS OF CHANGE: 20100420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 10759713 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 8-K 1 f55557e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): April 14, 2010
 
NETAPP, INC.
(Exact name of Registrant as specified in its charter)
         
Delaware   0-27130   77-0307520
(State or other jurisdiction of
incorporation) 		  (Commission
File Number) 		  (IRS Employer
Identification Number)
495 East Java Drive
Sunnyvale, CA 94089
(Address of principal executive offices) (Zip Code)
(408) 822-6000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report )
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 1.02 Termination of a Material Definitive Agreement.
On June 10, 2008, NetApp, Inc. (the “Company”) issued $1.265 billion aggregate principal amount of 1.75% Convertible Senior Notes due 2013 (the “Notes”).
In connection with the offering of the Notes, the Company and Lehman Brothers OTC Derivatives Inc. entered into convertible bond hedge transaction pursuant to a long-form Confirmation, dated as of June 4, 2008, and an Amendment to Confirmation, dated June 6, 2008 (collectively, the “Hedge Documents”). On September 15, 2008, Lehman filed a voluntary petition for relief under Chapter 11 or Title II of the United States Code (the “Bankruptcy Case”). As a result of Lehman’s Bankruptcy Case, on April 14, 2010, pursuant to the terms of a termination agreement between the Company and Lehman (the “Termination Agreement”), the Company agreed, among other things, to terminate the Hedge Documents in exchange for the allowance of a general, unsecured claim against Lehman in the amount of $57,000,000.

 

 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  NETAPP, INC.
(Registrant)
 		  
April 20, 2010  By:   /s/ Andrew Kryder    
    Andrew Kryder   
    Secretary, General Counsel, and
Senior Vice President, Legal and Tax 		  
 

 

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