-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WHNCvwtgwr8Mc+0qHbVyyIV4tjHaHsywZImJXfWwZSuJpI3H1UEs9KCCUOyiDxhu MuQQ8BoEb/iTK8T1l37c8w== 0000950135-98-001035.txt : 19980218 0000950135-98-001035.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950135-98-001035 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFINIUM SOFTWARE INC CENTRAL INDEX KEY: 0001002044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042734036 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45695 FILM NUMBER: 98541115 BUSINESS ADDRESS: STREET 1: 25 COMMUNICATIONS WAY STREET 2: DRAWER 6000 CITY: HYANNIS STATE: MA ZIP: 02601 BUSINESS PHONE: 5087782000 FORMER COMPANY: FORMER CONFORMED NAME: SOFTWARE 2000 INC /MA/ DATE OF NAME CHANGE: 19960322 FORMER COMPANY: FORMER CONFORMED NAME: SOFTWARE 2000 INC /MA/ DATE OF NAME CHANGE: 19951012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PEMBERTON ROBERT A CENTRAL INDEX KEY: 0001008516 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SOFTWARE 2000 INC STREET 2: 25 COMMUNICATIONS WAY CITY: HYANNIS STATE: MA ZIP: 02601 BUSINESS PHONE: 5087782000 MAIL ADDRESS: STREET 1: C/O SOFTWARE 2000 INC STREET 2: 25 COMMUNICATIONS WAY CITY: HYANNIS STATE: MA ZIP: 02601 SC 13G/A 1 ROBERT A. PEMBERTON 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 2)* INFINIUM SOFTWARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 45662Y 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 45662Y 10 9 13G PAGE 2 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ROBERT A. PEMBERTON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] NOT APPLICABLE. - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,311,763 ----------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES 243,000 BENEFICIALLY OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 2,311,763 PERSON WITH ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 243,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,554,763 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 20.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13G Page 3 Item 1: (a) Name of Issuer: INFINIUM SOFTWARE, INC. (b) Address of Issuer's Principal Executive Offices: 25 COMMUNICATIONS WAY HYANNIS, MA 02601 Item 2: (a) Name of Person Filing: ROBERT A. PEMBERTON (b) Address of Principal Business Office or, if none, Residence: C/O INFINIUM SOFTWARE, INC. 25 COMMUNICATIONS WAY HYANNIS, MA 02601 (c) Citizenship: UNITED STATES (d) Title of Class of Securities: COMMON STOCK, $0.01 PAR VALUE (e) CUSIP Number: 45662Y 10 9 Item 3: If this statement is filed pursuant to rules 13d-1(b) or 13d-2(b), check whether the person filing is a: NOT APPLICABLE. Item 4: Ownership. (a) Amount Beneficially Owned: COMMON STOCK 2,554,763 INCLUDES 3,000 SHARES HELD BY ONE OF MR. PEMBERTON'S CHILDREN AND AS TO WHICH HE DISCLAIMS BENEFICIAL OWNERSHIP. ALSO INCLUDES 240,000 SHARES HELD BY THE PEMBERTON FAMILY FOUNDATION, INC., A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, AND AS TO WHICH MR. PEMBERTON DISCLAIMS BENEFICIAL OWNERSHIP. (b) Percent of Class: PERCENTAGE 20.9% BASED ON 12,244,125 SHARES OF COMMON STOCK OF INFINIUM SOFTWARE, INC. OUTSTANDING AS OF DECEMBER 31, 1997 4 SCHEDULE 13G Page 4 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,311,763 (ii) shared power to vote or to direct the vote: 243,000 (iii) sole power to dispose or to direct the disposition of: 2,311,763 (iv) shared power to dispose or to direct the disposition of: 243,000 Item 5: Ownership of five percent or less of a class: NOT APPLICABLE. Item 6: Ownership of more than five percent on behalf of another person: NOT APPLICABLE. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: NOT APPLICABLE. Item 8: Identification and Classification of Members of the Group: NOT APPLICABLE. Item 9: Notice of Dissolution of Group: NOT APPLICABLE. Item 10: Certification: NOT APPLICABLE (NOT FILED PURSUANT TO RULE 13d-1(b)). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: FEBRUARY 13, 1998 By: /s/ ROBERT A. PEMBERTON ----------------------- ROBERT A. PEMBERTON -----END PRIVACY-ENHANCED MESSAGE-----