0001437749-18-012791.txt : 20180702 0001437749-18-012791.hdr.sgml : 20180702 20180702160808 ACCESSION NUMBER: 0001437749-18-012791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180702 DATE AS OF CHANGE: 20180702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASAI DAVID W CENTRAL INDEX KEY: 0001235559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27248 FILM NUMBER: 18932764 MAIL ADDRESS: STREET 1: ATLANTIC COAST AIRLINES STREET 2: 45200 BUSINESS COURT CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEARNING TREE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001002037 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 953133814 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7037099119 MAIL ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: LEARNING TREE INTERNATIONAL INC DATE OF NAME CHANGE: 19951010 4 1 rdgdoc.xml FORM 4 X0306 4 2018-06-29 0001002037 LEARNING TREE INTERNATIONAL, INC. LTRE 0001235559 ASAI DAVID W C/O LEARNING TREE INTERNATIONAL, INC. 13650 DULLES TECHNOLOGY DRIVE HERNDON VA 20171 1 Chief Financial Officer Incentive Stock Option (right to buy) 1.35 2018-06-29 4 A 0 50000 0 A 2023-06-29 Common Stock 50000 50000 D Exercise price is equal to the mean of the high and low bids of the Company's common stock on the OTCQX on the date of grant. The reporting person received 50,000 incentive stock options (ISOs) granted under the Learning Tree International, Inc. Equity Incentive Plan. 10% of the incentive stock options granted vested on the date of grant (June 29, 2018) with the subsequent vesting of 30% of the incentive stock options vesting on each of the one-year, two-year and three-year anniversary of the date of grant, contingent upon continued employment. /s/ David W. Asai 2018-07-02