0001437749-15-018249.txt : 20151009 0001437749-15-018249.hdr.sgml : 20151009 20151009160041 ACCESSION NUMBER: 0001437749-15-018249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEARNING TREE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001002037 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 953133814 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7037099119 MAIL ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: LEARNING TREE INTERNATIONAL INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spires Richard CENTRAL INDEX KEY: 0001594190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27248 FILM NUMBER: 151153167 MAIL ADDRESS: STREET 1: 2124 21ST ROAD NORTH CITY: ARLINGTON STATE: VA ZIP: 22201 4 1 rdgdoc.xml FORM 4 X0306 4 2015-10-07 0001002037 LEARNING TREE INTERNATIONAL, INC. LTRE 0001594190 Spires Richard C/O LEARNING TREE INTERNATIONAL, INC. 1831 MICHAEL FARADAY DRIVE RESTON VA 20190 1 1 Chief Executive Officer Stock Option (right to buy) 1.248 2015-10-07 4 A 0 500000 0 A 2025-10-07 Common Stock 500000 500000 D Exercise price is equal to the average closing price for the five trading days prior to the date of grant. The reporting person received 300,000 incentive stock options (ISOs) and 200,000 nonqualified stock options (NQOs) for a total of 500,000 options. All stock options have the same exercise price and vesting schedule. The options vest in four equal annual installments of 125,000 options (75,000 ISOs and 50,000 NQOs) on 10/7/2016, 10/7/2017, 10/7/2018 and 10/7/2019. /s/ David Asai on behalf of Richard A. Spires 2015-10-09