0001209191-18-064288.txt : 20181228
0001209191-18-064288.hdr.sgml : 20181228
20181228123928
ACCESSION NUMBER: 0001209191-18-064288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181228
DATE AS OF CHANGE: 20181228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBIN NEIL S
CENTRAL INDEX KEY: 0001201333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27248
FILM NUMBER: 181256747
MAIL ADDRESS:
STREET 1: 8 PALM COURT
CITY: SEWALLS POINT
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEARNING TREE INTERNATIONAL, INC.
CENTRAL INDEX KEY: 0001002037
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 953133814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 1805 LIBRARY STREET
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 7037099119
MAIL ADDRESS:
STREET 1: 1805 LIBRARY STREET
CITY: RESTON
STATE: VA
ZIP: 20190
FORMER COMPANY:
FORMER CONFORMED NAME: LEARNING TREE INTERNATIONAL INC
DATE OF NAME CHANGE: 19951010
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-21
0
0001002037
LEARNING TREE INTERNATIONAL, INC.
LTRE
0001201333
SUBIN NEIL S
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
0
Common Stock
2018-12-21
4
S
0
89500
1.10
D
658550
I
By MBM - Trust A-4
Common Stock
2018-12-21
4
P
0
44750
1.10
A
57250
I
By LIMFAM LLC
Common Stock
748050
I
By LIM III - Trust A-4
Common Stock
25000
I
By Milfam II L.P.
The reported transaction involved a sale of a total of 89,500 shares of Learning Tree International, Inc. ("Learning Tree") common stock by MBM -
Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $1.10 per share. The reporting person
may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC.
The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.
Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
/s/ Paul N. Silverstein
Attorney-in-fact
2018-12-28