0000913849-18-000379.txt : 20181003 0000913849-18-000379.hdr.sgml : 20181003 20181003173133 ACCESSION NUMBER: 0000913849-18-000379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gruneich Kevin CENTRAL INDEX KEY: 0001322844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27248 FILM NUMBER: 181106134 MAIL ADDRESS: STREET 1: 86 ROGERS ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEVIN ROSS GRUNEICH LEGACY TRUST CENTRAL INDEX KEY: 0001741508 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27248 FILM NUMBER: 181106135 BUSINESS ADDRESS: STREET 1: 4890 ENCLAVE WAY CITY: PARK CITY STATE: UT ZIP: 84098 BUSINESS PHONE: 435-659-6454 MAIL ADDRESS: STREET 1: 4890 ENCLAVE WAY CITY: PARK CITY STATE: UT ZIP: 84098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNEICH DONNA CENTRAL INDEX KEY: 0001741507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27248 FILM NUMBER: 181106136 MAIL ADDRESS: STREET 1: 4890 ENCLAVE WAY CITY: PARK CITY STATE: UT ZIP: 84098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEARNING TREE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001002037 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 953133814 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7037099119 MAIL ADDRESS: STREET 1: 1805 LIBRARY STREET CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: LEARNING TREE INTERNATIONAL INC DATE OF NAME CHANGE: 19951010 4 1 ownership.xml X0306 4 2018-10-01 0 0001002037 LEARNING TREE INTERNATIONAL, INC. LTRE 0001322844 Gruneich Kevin 4890 ENCLAVE WAY PARK CITY UT 84098 1 0 1 0 0001741508 KEVIN ROSS GRUNEICH LEGACY TRUST 4890 ENCLAVE WAY PARK CITY UT 84098 0 0 1 0 0001741507 GRUNEICH DONNA 4890 ENCLAVE WAY PARK CITY UT 84098 0 0 1 0 Convertible Promissory Note 1.00 2018-10-01 4 J 0 1000000 0 A 2018-10-01 2028-06-29 Common Stock 1000000 3000000 I By Legacy Trust Reflects an increase in the number of shares into which the convertible promissory note may convert due to a $1,000,000 draw by the Issuer under the associated line of credit agreement. These securities are held by The Kevin Ross Gruneich Legacy Trust (the "Legacy Trust") for which the designated Reporting Person's spouse, Donna Grunreich, serves as Trustee. Each of Kevin Gruneich and Donna Gruneich disclaims beneficial ownership of the securities held by the Legacy Trust except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose. /s/Kevin Gruneich 2018-10-03 /s/Donna Gruneich, as trustee of the Kevin Ross Gruneich Legacy Trust 2018-10-03 /s/Donna Gruneich 2018-10-03