-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/a3qhC+2ALti03rn2melYERX3laGpuYeGJzvuZAGN1V0ZUuF0/KJwZptTL2vugc nWJAOC2CmEChHNcNSOBodw== 0000891618-97-000450.txt : 19970222 0000891618-97-000450.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000450 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYTEL MEDICAL CORP CENTRAL INDEX KEY: 0001002017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 942787342 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44873 FILM NUMBER: 97525879 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 4153490800 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BADER RICHARD F CENTRAL INDEX KEY: 0001007912 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DR STE 200 STREET 2: C/O RAYTELL MEDICAL CORP CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 4153490800 MAIL ADDRESS: STREET 1: RAYTELL MEDICAL CORP STREET 2: 3755 CAMPUS DR STE 200 CITY: SAN MATEO STATE: CA ZIP: 94403 SC 13G 1 SCHEDULE 13G - RICHARD F. BADER 1 OMB APPROVAL ---------------------- OMB Number 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 RAYTEL MEDICAL CORPORATION ----------------------------------------- (Name of Issuer) Common Stock, $0.001 Par Value ----------------------------------------- (Title of Class of Securities) 755107-10-9 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 CUSIP No. 755107-10-9 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard F. Bader 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 622,921 NUMBER OF 6 SHARED VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 622,921 PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 622,921 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.5% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages 3 Item 1(a) Name of Issuer: Raytel Medical Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 2755 Campus Drive, Suite 200 San Mateo, CA 94403 Item 2(a) Name of Person Filing: Richard F. Bader Item 2(b) Address of Principal Business Office: Raytel Medical Corporation 2755 Campus Drive, Suite 200 San Mateo, CA 94403 Item 2(c) Citizenship: The filing person is a citizen of the United States of America. Item 2(d) Title of Class of Securities: Common Stock, $0.001 par value Item 2(e) CUSIP Number: 755107-10-9 Item 3 Type of Person: Not Applicable Item 4 Ownership (at December 31, 1996); (a) Amount owned "beneficially" within the meaning of rule 13d-3: 622,921 shares; includes 272,224 shares which are subject to purchase within 60 days pursuant to the exercise of stock options. (b) Percent of class: 7.5%, based on 8,332,924 shares outstanding on November 29, 1996 as reported in the Page 3 of 5 Pages 4 Page 4 of 5 Pages Issuer's Report on Form 10-K filed with the Securities and Exchange Commission on or around December 30, 1996. (c). Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 622,921 shares (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 622,921 shares (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable 5 Page 5 of 5 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 28, 1997 /s/ Richard F. Bader ------------------------ Richard F. Bader -----END PRIVACY-ENHANCED MESSAGE-----