0001437749-22-029531.txt : 20221221 0001437749-22-029531.hdr.sgml : 20221221 20221221163642 ACCESSION NUMBER: 0001437749-22-029531 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221221 DATE AS OF CHANGE: 20221221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASTROTECH Corp CENTRAL INDEX KEY: 0001001907 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 911273737 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34426 FILM NUMBER: 221478844 BUSINESS ADDRESS: STREET 1: 2105 DONLEY DR. SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78758 BUSINESS PHONE: 5124859530 MAIL ADDRESS: STREET 1: 2028 E. BEN WHITE BLVD. STREET 2: SUITE 240-9530 CITY: AUSTIN STATE: TX ZIP: 78741 FORMER COMPANY: FORMER CONFORMED NAME: ASTROTECH Corp \WA\ DATE OF NAME CHANGE: 20090310 FORMER COMPANY: FORMER CONFORMED NAME: SPACEHAB INC \WA\ DATE OF NAME CHANGE: 19951006 8-A12B 1 astc20221221_8a12b.htm FORM 8-A12B astc20221221_8a12b.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Astrotech Corporation

(Exact Name of Registrant as Specified in Its Charter)

 

 

Delaware

  

91-1273737

(State of Incorporation

or Organization)

  

(I.R.S. Employer

Identification No.)

 

2105 Donley Drive, Suite 100

Austin, Texas

  

78758

(Address of Principal Executive Offices)

  

(Zip Code)

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act registration statement file number to which this form relates: N/A

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be Registered

  

Name of Each Exchange on Which

Each Class is to be Registered

Preferred Stock Purchase Rights

  

Nasdaq Stock Market LLC

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 
 

 

Item 1.

Description of Registrant’s Securities to be Registered.

 

A description of the Registrant’s Series A Junior Participating Preferred Stock Purchase Rights is set forth under “Entry into a Material Definitive Agreement” in the Registrant’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 21, 2022, which description is incorporated herein by reference.

 

Item 2.

Exhibits.

 

Exhibit No.

Description

3.1

Certificate of Designation of Series A Junior Participating Preferred Stock, as filed with the Secretary of State of the State of Delaware on December 22, 2017 (incorporated herein by reference to Exhibit 3.3 to Astrotech Corporation’s Current Report on Form 8-K filed on December 28, 2017).
   

4.1

Rights Agreement between Astrotech Corporation and American Stock Transfer & Trust Company, LLC, as Rights Agent, dated as of December 21, 2022 (incorporated herein by reference to Exhibit 4.1 to Astrotech Corporation’s Current Report on Form 8-K filed on December 21, 2022).
   

 

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

   
   
 

Astrotech Corporation

  
       
 

By:

   /s/ Thomas B. Pickens III

  

 

 

Name:

Thomas B. Pickens III

  
 

Title:

Chairman of the Board and Chief Executive Officer

  

 

Date: December 21, 2022