0001209191-18-054771.txt : 20181011
0001209191-18-054771.hdr.sgml : 20181011
20181011153310
ACCESSION NUMBER: 0001209191-18-054771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181009
FILED AS OF DATE: 20181011
DATE AS OF CHANGE: 20181011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pickens Thomas Boone III
CENTRAL INDEX KEY: 0001310519
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34426
FILM NUMBER: 181118351
MAIL ADDRESS:
STREET 1: 12130 HIGHWAY 3, BLDG. 1
CITY: WEBSTER
STATE: TX
ZIP: 77598
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTROTECH Corp
CENTRAL INDEX KEY: 0001001907
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 911273737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 201 W. 5TH STREET
STREET 2: SUITE 1275
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124859530
MAIL ADDRESS:
STREET 1: 201 W. 5TH STREET
STREET 2: SUITE 1275
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: ASTROTECH Corp \WA\
DATE OF NAME CHANGE: 20090310
FORMER COMPANY:
FORMER CONFORMED NAME: SPACEHAB INC \WA\
DATE OF NAME CHANGE: 19951006
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-09
0
0001001907
ASTROTECH Corp
ASTC
0001310519
Pickens Thomas Boone III
201 W. 5TH STREET
SUITE 1275
AUSTIN
TX
78701
1
1
1
0
Chief Executive Officer
Series B Preferred Stock
2.35
2018-10-09
4
A
0
866950
2.35
A
Common Stock
866950
866950
D
The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018. The Series B Preferred Stock has no expiration date and will be automatically convertible into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with Listing Rule 5635(b).
/s/ Thomas B. Pickens III
2018-10-11