0001209191-18-054771.txt : 20181011 0001209191-18-054771.hdr.sgml : 20181011 20181011153310 ACCESSION NUMBER: 0001209191-18-054771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickens Thomas Boone III CENTRAL INDEX KEY: 0001310519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34426 FILM NUMBER: 181118351 MAIL ADDRESS: STREET 1: 12130 HIGHWAY 3, BLDG. 1 CITY: WEBSTER STATE: TX ZIP: 77598 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTROTECH Corp CENTRAL INDEX KEY: 0001001907 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 911273737 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 201 W. 5TH STREET STREET 2: SUITE 1275 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124859530 MAIL ADDRESS: STREET 1: 201 W. 5TH STREET STREET 2: SUITE 1275 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: ASTROTECH Corp \WA\ DATE OF NAME CHANGE: 20090310 FORMER COMPANY: FORMER CONFORMED NAME: SPACEHAB INC \WA\ DATE OF NAME CHANGE: 19951006 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-09 0 0001001907 ASTROTECH Corp ASTC 0001310519 Pickens Thomas Boone III 201 W. 5TH STREET SUITE 1275 AUSTIN TX 78701 1 1 1 0 Chief Executive Officer Series B Preferred Stock 2.35 2018-10-09 4 A 0 866950 2.35 A Common Stock 866950 866950 D The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018. The Series B Preferred Stock has no expiration date and will be automatically convertible into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with Listing Rule 5635(b). /s/ Thomas B. Pickens III 2018-10-11