-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/qjv0thJkyQwEcheY00dBHmYqLvpPPmMWOOZ12rTbOIGSywkOjAyGKZ7jcoXBn/ hAeQJeL4qn/nuEaddhZ/UQ== 0001001907-97-000013.txt : 19971031 0001001907-97-000013.hdr.sgml : 19971031 ACCESSION NUMBER: 0001001907-97-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19971028 ITEM INFORMATION: FILED AS OF DATE: 19971030 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPACEHAB INC \WA\ CENTRAL INDEX KEY: 0001001907 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 911273737 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-27206 FILM NUMBER: 97703242 BUSINESS ADDRESS: STREET 1: 1595 SPRING HILL ROAD STREET 2: STE 360 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7038213000 8-K 1 CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 1997 Spacehab, Incorporated (Exact name of registrant as specified in its charter) Washington (State or jurisdiction of incorporation) 0-27206 91-1273737 (Commission File Number) (IRS Employer Identification No.) 1595 Spring Hill Road, Vienna, Virginia 22182 (Address of principal executive offices) (Zip Code) (703) 821-3000 (Registrant's Telephone Number) Item 5. Other Events On October 21, 1997, Spacehab, Incorporated (the "Registrant"), issued a press release regarding the completion of an offering of $55 million of its 8% Convertible Subordinated Notes due 2007. A copy of the release is set forth as Exhibit 99.1. On October 22, 1997 the Registrant issued a press release regarding a closing on an over-allotment option for an additional $8,250,000 of its 8% Convertible Subordinated Notes due 2007. A copy of the release is set forth as Exhibit 99.2. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits. The following Exhibits are included with this Form 8-K: 99.1 Press Release of the Registrant, dated October 21, 1997. 99.2 Press Release of the Registrant, dated October 22, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPACEHAB, INCORPORATED By: /s/ Chester M. Lee ------------------------ Chester M. Lee President Dated: October 28, 1997 EXHIBIT INDEX Exhibit Number Description of Exhibit 99.1 Press Release of the Registrant, dated October 21, 1997. 99.2 Press Release of the Registrant, dated October 22, 1997. FOR IMMEDIATE RELEASE Contact Media: Financial: (703) 821-3000 Penelope Longbottom Margaret E. Grayson VP Corporate Communications VP Finance and CFO EX-99.1 2 PRESS RELEASE DATED 10/21/97 Exhinit 99.1 SPACEHAB Completes Financing Vienna, Virginia (October 21, 1997) - SPACEHAB, Inc. (Nasdaq: SPAB) today announced the completion of an offering of $55 million of 8% Convertible Subordinated Notes due 2007. SPACEHAB has the option to redeem the securities after three years. Purchasers of the notes have the option to convert their notes into SPACEHAB common stock at any time until maturity. The conversion price is set at $13.625. The Company intends to use the net proceeds of this offering for development and construction of space related assets and general corporate purposes. The notes were offered and sold in transactions exempt from registration under the Securities Act of 1933. This announcement is a matter of record only. SPACEHAB, Inc. with its ASTROTECH subsidiary, is the world's leading provider of commercial payload processing services for both unmanned and astronaut-tended payloads. SPACEHAB is the first company to commercially develop, own and operate habitable modules that provide space-based laboratory facilities and logistics resupply services aboard the U.S. Space Shuttles to support people living and working in space. EX-99.2 3 PRESS RELEASE DATED 10/22/97 FOR IMMEDIATE RELEASE Exhinit 99.2 Contact Media Financial (703) 821-3000 Penelope Longbottom Margaret E. Grayson www.spacehab.com VP Corporate Communications VP Finance and CFO SPACEHAB Completes Over-allotment Option Closing Vienna, Virginia (October 22, 1997) - As previously reported, SPACEHAB, Inc. (Nasdaq:SPAB) has completed an offering of $55 million of 8% Convertible Subordinated Notes due 2007. SPACEHAB today announced that in connection with that offering, the over-allotment option for an additional $8,250,000 of 8% Convertible Subordinated Notes due 2007, has been exercised and the sale has been completed. The notes were offered and sold in transactions exempt from registration under the Securities Act of 1933. This announcement is a matter of record only. SPACEHAB, Inc. with its ASTROTECH subsidiary, is the world's leading provider of commercial payload processing services for both unmanned and astronaut-tended payloads. SPACEHAB is the first company to commercially develop, own and operate habitable modules that provide space-based laboratory facilities and logistics resupply services aboard the U.S. Space Shuttles to support people living and working in space. -----END PRIVACY-ENHANCED MESSAGE-----