0001503453-18-000052.txt : 20180521 0001503453-18-000052.hdr.sgml : 20180521 20180521182551 ACCESSION NUMBER: 0001503453-18-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Christopher CENTRAL INDEX KEY: 0001500147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 18850939 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-17 0 0001001902 INTEVAC INC IVAC 0001500147 Smith Christopher 3560 BASSETT STREET SANTA CLARA CA 95054 0 1 0 0 VP, Business Development Common Stock 2018-05-17 4 A 0 8125 0.0 A 92241 D Non-Qualified Stock Option (right to buy) 4.7 2018-05-17 4 A 0 16250 0.0 A 2019-05-17 2025-05-17 Common Stock 16250 16250 D Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the vesting commencement date. The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date. By: Kevin Soulsby For: Christopher Smith 2018-05-21