0001503453-17-000020.txt : 20170216 0001503453-17-000020.hdr.sgml : 20170216 20170216172810 ACCESSION NUMBER: 0001503453-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170214 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blonigan Wendell Thomas CENTRAL INDEX KEY: 0001410650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 17618929 MAIL ADDRESS: STREET 1: INTEVAC, INC. STREET 2: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-14 0 0001001902 INTEVAC INC IVAC 0001410650 Blonigan Wendell Thomas 3560 BASSETT STREET SANTA CLARA CA 95054 1 1 0 0 President & CEO Common Stock 2017-02-14 4 F 0 8338 11.2 D 42614 D Common Stock 2017-02-14 4 A 0 25000 0.0 A 67614 D Common Stock 2017-02-15 4 A 0 23257 0.0 A 90871 D Common Stock 2017-02-15 4 F 0 15194 10.75 D 75677 D Common Stock 2017-02-15 4 M 0 45559 0.0 A 121236 D Restricted Stock Units 0.0 2017-02-15 4 M 0 45559 0.0 D 2017-02-15 Common Stock 45559 81666 D Pursuant to the release/vesting of performance-based restricted stock units. Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs will vest on February 15, 2018, subject to the Reporting Person's continued service through the vesting date. These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date. Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date. By: Kevin Soulsby For: Wendell Blonigan 2017-02-16