0001503453-16-000111.txt : 20160517 0001503453-16-000111.hdr.sgml : 20160517 20160517162419 ACCESSION NUMBER: 0001503453-16-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160515 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Christopher CENTRAL INDEX KEY: 0001500147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 161657792 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-15 0 0001001902 INTEVAC INC IVAC 0001500147 Smith Christopher 3560 BASSETT STREET SANTA CLARA CA 95054 0 1 0 0 VP, Business Development Common Stock 2016-05-15 4 F 0 507.0 4.54 D 32440 D Common Stock 2016-05-15 4 F 0 568.0 4.54 D 31872 D Common Stock 2016-05-15 4 F 0 880.0 4.54 D 30992 D Common Stock 2016-05-15 4 M 0 6021.0 0.0 A 37013 D Restricted Stock Units 0.0 2016-05-15 4 M 0 6021.0 0.0 D 2017-02-15 Common Stock 6021 25299 D These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date. By: Kevin Soulsby For: Christoper Smith 2016-05-17