0001503453-15-000019.txt : 20150512 0001503453-15-000019.hdr.sgml : 20150512 20150512162340 ACCESSION NUMBER: 0001503453-15-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POND NORMAN H CENTRAL INDEX KEY: 0001008374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 15854746 MAIL ADDRESS: STREET 1: C/O INTEVAC INC STREET 2: 3650 BASSETT ST CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-11 0 0001001902 INTEVAC INC IVAC 0001008374 POND NORMAN H 3560 BASSETT STREET SANTA CLARA CA 95054 1 1 0 0 Chairman of the Board Common Stock 2015-05-11 4 P 0 1000.0 5.44 A 711045 I by Trust Common Stock 2015-05-11 4 P 0 1600.0 5.45 A 712645 I by Trust Common Stock 2015-05-11 4 P 0 7400.0 5.45 A 720045 I by Trust Common Stock 14639 D Common Stock 38144 I by Partnership Includes 589,960 shares held by the Norman Hugh Pond and Natalie Pond Trust DTD 12/23/90, 42,357 shares held by the Pond 1996 Charitable Remainder Unitrust DTD 10/15/96 and 87,728 shares hold by various trusts for the benefit of the Reporting Person's immediate family members. The Reporting Person serves as the trustee of these trusts. Shares are held in the name of the Pond Family Partnership, L.P., a Partnership. Norman Pond is the General Partner of the Partnership. By: Kevin Soulsby For: Norman Pond 2015-05-12