0001503453-14-000035.txt : 20140519 0001503453-14-000035.hdr.sgml : 20140519 20140519170909 ACCESSION NUMBER: 0001503453-14-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Christopher CENTRAL INDEX KEY: 0001500147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 14855442 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-15 0 0001001902 INTEVAC INC IVAC 0001500147 Smith Christopher 3560 BASSETT STREET SANTA CLARA CA 95054 0 1 0 0 EVP, Emerging Businesses Common Stock 2014-05-15 4 M 0 1563.0 0.0 A 23149 D Common Stock 2014-05-15 4 F 0 508.0 7.01 D 22641 D Non-Qualified Stock Option (right to buy) 7.01 2014-05-15 4 A 0 14000.0 0.0 A 2015-05-15 2021-05-15 Common Stock 14000 14000 D Restricted Stock Units 0.0 2014-05-15 4 M 0 1563.0 0.0 D 2013-05-15 Common Stock 1563 3124 D Restricted Stock Units 0.0 2014-05-15 4 A 0 7000.0 0.0 A 2015-05-15 Common Stock 7000 10124 D The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date. These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date. Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date. By: Kevin Soulsby For: Christopher Smith 2014-05-19