0001503453-11-000056.txt : 20111104
0001503453-11-000056.hdr.sgml : 20111104
20111104160336
ACCESSION NUMBER: 0001503453-11-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111102
FILED AS OF DATE: 20111104
DATE AS OF CHANGE: 20111104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBAIRN KEVIN
CENTRAL INDEX KEY: 0001237232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 111181180
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 356O BASSETT ST
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2011-11-02
0
0001001902
INTEVAC INC
IVAC
0001237232
FAIRBAIRN KEVIN
3560 BASSETT STREET
SANTA CLARA
CA
95054
1
1
0
0
President & CEO
Common Stock
2011-11-02
4
M
0
3000
2.63
A
45014
D
Common Stock
2011-11-02
4
S
0
3000
7.364
D
42014
D
Common Stock
2011-11-03
4
M
0
4000
2.63
A
46014
D
Common Stock
2011-11-03
4
S
0
4000
7.996
D
42014
D
Incentive Stock Option (right to buy)
2.63
2011-11-02
4
M
0
3000
2.63
D
2003-01-24
2012-01-24
Common Stock
3000
39047
D
Incentive Stock Option (right to buy)
2.63
2011-11-03
4
M
0
4000
2.63
D
2003-01-24
2012-01-24
Common Stock
4000
35047
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2011.
These trades occurred within the price range of $7.24 through $7.50. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
These trades occurred within the price range of $7.89 through $8.15. The reported price is the weighted aveage for trades within this rage. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
20% of the option shares vest upon the optionee's completion of one year of service measured from the grant date. The balance of the option shares vest in equal monthly installments over the balance of the four year period thereafter.
By: Kevin Soulsby For: Kevin P. Fairbairn
2011-11-04