0001503453-11-000056.txt : 20111104 0001503453-11-000056.hdr.sgml : 20111104 20111104160336 ACCESSION NUMBER: 0001503453-11-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111102 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBAIRN KEVIN CENTRAL INDEX KEY: 0001237232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 111181180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 356O BASSETT ST CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-11-02 0 0001001902 INTEVAC INC IVAC 0001237232 FAIRBAIRN KEVIN 3560 BASSETT STREET SANTA CLARA CA 95054 1 1 0 0 President & CEO Common Stock 2011-11-02 4 M 0 3000 2.63 A 45014 D Common Stock 2011-11-02 4 S 0 3000 7.364 D 42014 D Common Stock 2011-11-03 4 M 0 4000 2.63 A 46014 D Common Stock 2011-11-03 4 S 0 4000 7.996 D 42014 D Incentive Stock Option (right to buy) 2.63 2011-11-02 4 M 0 3000 2.63 D 2003-01-24 2012-01-24 Common Stock 3000 39047 D Incentive Stock Option (right to buy) 2.63 2011-11-03 4 M 0 4000 2.63 D 2003-01-24 2012-01-24 Common Stock 4000 35047 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2011. These trades occurred within the price range of $7.24 through $7.50. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer. These trades occurred within the price range of $7.89 through $8.15. The reported price is the weighted aveage for trades within this rage. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer. 20% of the option shares vest upon the optionee's completion of one year of service measured from the grant date. The balance of the option shares vest in equal monthly installments over the balance of the four year period thereafter. By: Kevin Soulsby For: Kevin P. Fairbairn 2011-11-04