0001209191-14-062222.txt : 20141006
0001209191-14-062222.hdr.sgml : 20141006
20141006195108
ACCESSION NUMBER: 0001209191-14-062222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141002
FILED AS OF DATE: 20141006
DATE AS OF CHANGE: 20141006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 141144001
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-02
0
0001001902
INTEVAC INC
IVAC
0001458693
Drapkin Matthew A
500 CRESCENT COURT, SUITE 230
DALLAS
TX
75201
1
0
0
0
Common Stock
2014-10-02
4
P
0
20762
6.77
A
2163115
I
See Footnotes
Common Stock
2014-10-03
4
P
0
14903
6.84
A
2178018
I
See Footnotes
Common Stock
2014-10-06
4
P
0
21200
6.96
A
2199218
I
See Footnotes
Represents common stock ("Common Stock"), par value $0.001 per share, of Intevac, Inc. (the "Issuer") purchased pursuant to a 10b5-1 plan.
Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,605,615 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (251,167 shares) and
Common Stock directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (342,436 shares). (continued in
Footnote 3).
Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Drapkin is a limited partner),
and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P, and the investment manager of the Managed Account. Mr. Drapkin disclaims beneficial
ownership in such Common Stock except to the extent of his pecuniary interest therein.
/s/ Richard J. Birns, attorney-in-fact
2014-10-06